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FREQUENTLY ASKED QUESTIONS (INVESTOR)
Q. What exchange does SWAT’s stock trade on?
A. SWAT common shares and warrants are traded on the NASDAQ exchange under the ticker symbols SWAT & SWATW respectively.
Q. What is SWATW?
A. SWATW is a warrant that gives the holder the right to purchase shares at $9.00/share and expires 7/18/2010 unless exercised.
Q. How do I buy SWAT stock or warrant?
A. SWAT stock or warrants may be purchased from just about any brokerage firm, including discount or online brokerage services.
Q. How many shares of SWAT stock are outstanding?
A. SWAT has approximately 6.2 million shares outstanding (assuming the preferred shares convert into common over time) as of March 2007.
Q. Is there a way to purchase SWAT stock from the Company?
A. At this time, SWAT does not have a direct purchase program.
Q. Does SWAT pay a dividend?
A. No. Typically early stage development companies such as SWAT need capital to develop their products and services and all capital available is reinvested into the company.
Q. When was SWAT’s initial public offering (IPO) and what was the unit priced at?
A. The original unit was sold for $6.00 per unit consisting of one common share (SWAT) and one warrant (SWATW).
Q. How is the company capitalized?
A. The company is capitalized almost entirely with equity consisting of common stock and warrants. There is some trade debt and a portion of the capital structure consists of convertible preferred stock.
Q. How can I get a history of SWAT’s closing stock price?
A. Information is typically available at locations such as Yahoo Finance and MSN Investor or anyplace that quotes NASDAQ companies.
Q. When does SWAT’s fiscal year end?
A. The company is on a calendar year end.
Q. Does SWAT issue quarterly reports?
A. SWAT files quarterly reports with the SEC know as 10Qs.
Q. How can I get a copy of your SEC filings?
A. These are available for viewing and downloading from the SEC EDGAR website, or miscellaneous financial websites such as Yahoo Finance or MSN Investor.
Q. I am a potential investor. How do I get a SWAT investor pack?
A. Please contact our investor relations department at 303.952.3434.
Q. How do I contact SWAT Investor Relations?
A. You may contact SWAT Investor Relations by calling 303.952.3434.
Q. What accounting firm audits your financial statements?
A. GHP Horwath, P.C.
Q. Does SWAT maintain a mailing list for sending out updated financial information to stockholders?
A. Not at this time. To receive information via mail, call our investor relations department at 303.952.3434.
Q. Who are the members of SWAT’s Board of Directors?
A. For a list of our board of directors, please see SWAT’s Corporate Profile in the Investor section of the Web site.
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